Suen, Ka Kit 孫家傑

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Guotai Junan FX Limited	Rep	Leveraged foreign exchange trading	2021-03-30	-
GUOTAI JUNAN FUTURES (HONG KONG) LIMITED	Rep	Advising on futures contracts	2020-12-16	-
	Rep	Dealing in futures contracts	2020-12-16	-
GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED	Rep	Advising on securities	2020-11-30	-
	Rep	Dealing in securities	2020-11-30	-
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Advising on securities	2017-11-14	2020-11-09
	Rep	Dealing in securities	2017-11-14	2020-11-09
BOCI SECURITIES LIMITED	Rep	Advising on securities	2012-11-21	2017-10-13
	Rep	Dealing in securities	2012-11-21	2017-10-13

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.