Personnel Hong Kong SFC License Details (ID 1983892)

Personnel Hong Kong SFC License Details (ID 1983892)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
ICBC INTERNATIONAL ASSET MANAGEMENT LIMITED	Rep	Advising on securities	2018-08-14	2021-02-19
	Rep	Asset management	2018-08-14	2021-02-19
	Rep	Dealing in securities	2018-08-14	2021-02-19
ICBC INTERNATIONAL FUND MANAGEMENT LIMITED	Rep	Advising on securities	2016-10-12	2018-07-19
	Rep	Asset management	2016-10-12	2018-07-19
	Rep	Dealing in securities	2016-10-12	2018-07-19
ICBC INTERNATIONAL CAPITAL LIMITED	Rep	Advising on corporate finance	2014-03-28	2016-10-12
	Rep	Dealing in securities	2014-03-28	2016-10-12
ICBC INTERNATIONAL FUND MANAGEMENT LIMITED	Rep	Advising on securities	2012-11-21	2014-04-30
	Rep	Asset management	2012-11-21	2014-04-30
	Rep	Dealing in securities	2012-11-21	2014-04-30