| CMBC INTERNATIONAL FUTURES COMPANY LIMITED | Rep | Dealing in futures contracts | 2025-08-01 | - |
| CMBC SECURITIES COMPANY LIMITED | Rep | Advising on securities | 2025-06-02 | - |
| Rep | Dealing in securities | 2025-06-02 | - |
| CHINA INDUSTRIAL SECURITIES INTERNATIONAL BROKERAGE LIMITED | Rep | Advising on securities | 2023-01-09 | 2025-05-14 |
| Rep | Dealing in securities | 2023-01-09 | 2025-05-14 |
| SINOPAC SECURITIES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2022-03-16 | 2022-11-23 |
| Rep | Dealing in securities | 2022-03-16 | 2022-11-23 |
| Rep | Dealing in futures contracts | 2020-04-09 | 2021-08-22 |
| Rep | Dealing in securities | 2020-04-09 | 2021-08-22 |
| Solo Futures Limited | Rep | Dealing in futures contracts | 2019-03-26 | 2019-07-05 |
| Solo Securities Limited | Rep | Dealing in securities | 2019-03-26 | 2019-07-05 |
| BOCI SECURITIES LIMITED | Rep | Dealing in futures contracts | 2014-09-19 | 2018-04-06 |
| Rep | Dealing in securities | 2014-09-19 | 2018-04-06 |
| XinKong International Securities Limited | Rep | Dealing in futures contracts | 2013-07-05 | 2014-09-01 |
| UNITED SIMSEN FOREX DEALERS LIMITED | Rep | Leveraged foreign exchange trading | 2012-11-21 | 2014-09-01 |