Personnel SFC Licences and HKMA Registrations (ID 1984570)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Cityline Securities Limited	RO	Dealing in securities	2020-02-20	-
Tiger Securities Asset Management Company Limited	Rep	Advising on securities	2018-12-21	2020-01-03
	Rep	Asset management	2018-12-21	2020-01-03
	RO	Dealing in securities	2018-12-21	2020-01-03
Mage Securities Limited	RO	Dealing in securities	2017-02-20	2018-09-30
HEAD & SHOULDERS ASSET MANAGEMENT LIMITED	Rep	Asset management	2016-10-06	2018-09-30
Mage Securities Limited	Rep	Dealing in securities	2016-10-06	2017-02-20
	Rep	Advising on securities	2016-10-06	2018-09-30
CIS SECURITIES ASSET MANAGEMENT LIMITED	Rep	Dealing in futures contracts	2012-11-22	2016-09-01
	Rep	Dealing in securities	2012-11-22	2016-09-01

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

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