Personnel SFC Licences and HKMA Registrations (ID 1984572)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	Dealing in securities	2022-12-28	-
GOLDMAN SACHS (ASIA) L.L.C.	Rep	Asset management	2012-11-22	2016-06-07
	Rep	Dealing in securities	2012-11-22	2016-06-07
GOLDMAN SACHS FUTURES (ASIA) LIMITED	Rep	Dealing in futures contracts	2012-11-22	2016-06-07

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

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