Personnel Hong Kong SFC License Details (ID 1985307)

Personnel Hong Kong SFC License Details (ID 1985307)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Wonderland International Asset Management Limited	RO	Advising on securities	2025-03-18	-
	RO	Asset management	2025-03-18	-
	RO	Dealing in securities	2025-03-18	-
	Rep	Advising on securities	2025-01-20	2025-03-18
	Rep	Asset management	2025-01-20	2025-03-18
	Rep	Dealing in securities	2025-01-20	2025-03-18
Partners Asset Management (HK) Limited	RO	Advising on securities	2022-05-11	2024-11-15
	RO	Asset management	2022-05-11	2024-11-15
PARTNERS CAPITAL SECURITIES LIMITED	RO	Dealing in securities	2016-09-26	2024-11-15
	Rep	Dealing in securities	2015-07-30	2016-09-26
Tung Shing Futures (Brokers) Limited	Rep	Dealing in futures contracts	2015-02-05	2015-07-22
Tung Shing Securities (Brokers) Limited	Rep	Dealing in securities	2015-02-05	2015-07-22
CASH ASSET MANAGEMENT LIMITED	Rep	Asset management	2014-05-12	2014-12-08
CELESTIAL COMMODITIES LIMITED	Rep	Dealing in futures contracts	2012-11-23	2014-12-08
CELESTIAL SECURITIES LIMITED	Rep	Dealing in securities	2012-11-23	2014-12-08