| 313 CAPITAL MANAGEMENT LIMITED 313 | RO | Advising on securities | 2019-02-20 | 2019-05-23 |
| EXCELLENT TIDE SECURITIES LIMITED | RO | Dealing in securities | 2019-02-20 | 2019-05-23 |
| 313 CAPITAL MANAGEMENT LIMITED 313 | Rep | Advising on securities | 2019-01-15 | 2019-02-20 |
| Rep | Asset management | 2019-01-15 | 2019-05-23 |
| EXCELLENT TIDE SECURITIES LIMITED | Rep | Dealing in securities | 2019-01-15 | 2019-02-20 |
| South China Futures Investment Limited | Rep | Dealing in futures contracts | 2019-01-15 | 2019-05-23 |
| SOUTH CHINA COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2017-05-16 | 2018-12-19 |
| South China Investment Management Limited | Rep | Asset management | 2017-05-16 | 2018-12-19 |
| SOUTH CHINA RESEARCH LIMITED | Rep | Advising on securities | 2017-05-16 | 2018-12-19 |
| SOUTH CHINA SECURITIES LIMITED | Rep | Dealing in securities | 2017-05-16 | 2018-12-19 |
| CASH Wealth Management Limited | Rep | Asset management | 2016-03-10 | 2016-08-10 |
| Rep | Advising on securities | 2015-07-31 | 2016-08-10 |
| CELESTIAL SECURITIES LIMITED | Rep | Dealing in securities | 2015-07-31 | 2016-08-10 |
| OnePlatform Asset Management Limited | Rep | Dealing in securities | 2014-08-04 | 2015-06-26 |
| Beijing Securities Limited | Rep | Advising on corporate finance | 2012-11-27 | 2013-02-16 |