Personnel SFC Licences and HKMA Registrations (ID 1986653)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Kerogen Capital (Asia) Limited	Rep	Advising on securities	2015-03-27	-
Jefferies Hong Kong Limited	Rep	Advising on corporate finance	2012-11-27	2015-03-03
	Rep	Advising on securities	2012-11-27	2015-03-03

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.