Personnel Hong Kong SFC License Details (ID 1987954)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HSBC Corporate Finance (Hong Kong) Limited	Rep	Advising on corporate finance	2026-06-24	-
Oakwise Capital Management Limited	RO	Dealing in securities	2025-01-24	2025-10-21
	Rep	Dealing in securities	2024-04-30	2025-01-24
	Rep	Advising on securities	2024-04-30	2025-10-21
	Rep	Asset management	2024-04-30	2025-10-21
CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED	RO	Advising on corporate finance	2022-06-01	2023-12-18
	RO	Dealing in securities	2022-06-01	2023-12-18
	Rep	Advising on corporate finance	2022-01-28	2022-06-01
	Rep	Dealing in securities	2022-01-28	2022-06-01
	Rep	Advising on securities	2022-01-28	2023-12-18
BOCOM International (Asia) Limited	RO	Advising on corporate finance	2021-10-29	2022-01-01
	RO	Dealing in securities	2021-10-29	2022-01-01
BOCOM International Securities Limited	RO	Dealing in securities	2021-10-29	2022-01-01
	Rep	Advising on securities	2021-09-08	2022-01-01
BOCOM International (Asia) Limited	Rep	Advising on corporate finance	2021-08-12	2021-10-29
	Rep	Dealing in securities	2021-08-12	2021-10-29
BOCOM International Securities Limited	Rep	Dealing in securities	2021-08-12	2021-10-29
ABCI CAPITAL LIMITED	RO	Advising on corporate finance	2019-11-19	2021-06-30
	RO	Dealing in securities	2019-11-19	2021-06-30
	Rep	Advising on corporate finance	2012-11-29	2019-11-19
	Rep	Dealing in securities	2012-11-29	2019-11-19