Personnel Hong Kong SFC License Details (ID 1987956)

Personnel Hong Kong SFC License Details (ID 1987956)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Quam Securities Limited	RO	Dealing in futures contracts	2023-11-22	-
	RO	Dealing in securities	2023-11-22	-
	Rep	Dealing in futures contracts	2019-07-10	2023-11-22
	Rep	Dealing in securities	2019-07-10	2023-11-22
TIAN YUAN FINANCE (INDEX TRADING) LIMITED	Rep	Dealing in futures contracts	2018-10-04	2019-06-23
TIAN YUAN FINANCE LIMITED	Rep	Dealing in securities	2018-10-04	2019-06-23
Lion Futures Limited	Rep	Dealing in futures contracts	2017-04-21	2018-09-09
Lion International Securities Group Limited	Rep	Dealing in securities	2017-04-21	2018-09-09
BRIGHT SMART FOREX LIMITED	Rep	Leveraged foreign exchange trading	2016-07-12	2017-03-31
BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED	Rep	Dealing in futures contracts	2012-11-29	2017-03-31
BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED	Rep	Dealing in securities	2012-11-29	2017-03-31