| DWS Investments Hong Kong Limited | RO | Dealing in futures contracts | 2018-02-14 | - |
| RO | Dealing in securities | 2018-02-14 | - |
| Rep | Dealing in futures contracts | 2016-07-18 | 2018-02-14 |
| Rep | Dealing in securities | 2016-07-18 | 2018-02-14 |
| BARCLAYS CAPITAL ASIA LIMITED | Rep | Dealing in futures contracts | 2015-08-07 | 2016-06-21 |
| Rep | Dealing in securities | 2015-08-07 | 2016-06-21 |
| Citigroup Global Markets Asia Limited | Rep | Dealing in futures contracts | 2013-05-31 | 2015-07-02 |
| Rep | Dealing in securities | 2012-12-03 | 2015-07-02 |
| CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | Dealing in futures contracts | 2012-12-03 | 2013-08-31 |
| Rep | Dealing in securities | 2012-12-03 | 2013-08-31 |