Personnel SFC Licences and HKMA Registrations (ID 1989368)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
WRise Prestige Asset Management Limited	Rep	Advising on securities	2026-09-14	-
WRise Prestige Securities Limited	Rep	Dealing in securities	2024-06-05	-
OnePlatform Asset Management Limited	Rep	Dealing in securities	2012-12-03	2024-05-15

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

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