| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| NATIXIS ASIA LIMITED | Rep | Dealing in futures contracts | 2025-04-07 | - |
| Rep | Dealing in securities | 2025-04-07 | - | |
| MIZUHO SECURITIES ASIA LIMITED | Rep | Advising on securities | 2021-12-13 | 2022-09-19 |
| Rep | Dealing in securities | 2021-12-13 | 2022-09-19 | |
| MUFG Securities Asia Limited | Rep | Dealing in securities | 2012-12-03 | 2019-08-29 |
| Institution | Activity | HKMA role | Capacity | From | Until | Status |
|---|---|---|---|---|---|---|
| NATIXIS | Dealing in securities | Non-EO | HEAD OF CREDIT FLOW TRADING, ASIA PACIFIC | 2025-04-09 | — | Current |
| NATIXIS | Dealing in futures contracts | Non-EO | HEAD OF CREDIT FLOW TRADING, ASIA PACIFIC | 2025-04-09 | — | Current |
| 渣 打 銀 行 (香 港) 有 限 公 司 | Dealing in futures contracts | Non-EO | — | 2022-12-01 | 2025-02-28 | Former |
| 渣 打 銀 行 (香 港) 有 限 公 司 | Advising on futures contracts | Non-EO | — | 2022-12-01 | 2025-02-28 | Former |
| 渣 打 銀 行 (香 港) 有 限 公 司 | Dealing in securities | Non-EO | — | 2022-11-30 | 2025-02-28 | Former |
| 渣 打 銀 行 (香 港) 有 限 公 司 | Advising on securities | Non-EO | — | 2022-11-30 | 2025-02-28 | Former |
| 香 港 上 海 滙 豐 銀 行 有 限 公 司 | Dealing in securities | Non-EO | — | 2019-11-25 | 2021-12-12 | Former |
| 香 港 上 海 滙 豐 銀 行 有 限 公 司 | Advising on securities | Non-EO | — | 2019-11-25 | 2021-12-12 | Former |
| CREDIT AGRICOLE CORPORATE AND INVESTMENT BANK | Dealing in securities | Non-EO | — | 2010-02-25 | 2012-11-23 | Former |
| CREDIT AGRICOLE CORPORATE AND INVESTMENT BANK | Advising on securities | Non-EO | — | 2010-02-25 | 2012-11-23 | Former |