Personnel SFC Licences and HKMA Registrations (ID 1990574)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
GUOYUAN SECURITIES BROKERAGE (HONG KONG) LIMITED	Rep	Dealing in securities	2023-12-29	-
GUOYUAN CAPITAL (HONG KONG) LIMITED	Rep	Advising on corporate finance	2016-09-06	2023-12-21
	Rep	Dealing in securities	2016-09-06	2023-12-21
GUOYUAN FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2012-12-05	2016-08-18
GUOYUAN SECURITIES BROKERAGE (HONG KONG) LIMITED	Rep	Dealing in securities	2012-12-05	2016-08-18

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.