Personnel Hong Kong SFC License Details (ID 19912811)

Personnel Hong Kong SFC License Details (ID 19912811)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Morgan Stanley Hong Kong Securities Limited	Rep	Dealing in futures contracts	2010-12-06	2012-07-16
Morgan Stanley Asia Limited	Rep	Providing automated trading services	2009-11-11	2012-07-16
	Rep	Dealing in securities	2009-11-11	2012-07-16
Morgan Stanley Hong Kong Futures Limited	Rep	Providing automated trading services	2009-11-11	2010-12-06
	Rep	Dealing in futures contracts	2009-11-11	2010-12-06
Morgan Stanley Hong Kong Securities Limited	Rep	Dealing in securities	2009-11-11	2012-07-16
Credit Suisse (Hong Kong) Limited	Rep	Providing automated trading services	2008-11-06	2009-08-10
	Rep	Dealing in futures contracts	2008-11-06	2009-08-10
	Rep	Dealing in securities	2007-06-08	2009-08-10
Credit Suisse Futures (Hong Kong) Limited	Rep	Providing automated trading services	2007-06-08	2008-11-24
	Rep	Dealing in futures contracts	2007-06-08	2008-11-24
Credit Suisse Securities (Hong Kong) Limited	Rep	Dealing in securities	2007-06-08	2009-08-10