Personnel Hong Kong SFC License Details (ID 1991282)

Personnel Hong Kong SFC License Details (ID 1991282)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CACHET ASSET MANAGEMENT LIMITED	RO	Dealing in securities	2022-09-07	-
	RO	Advising on securities	2019-07-12	-
	RO	Asset management	2019-07-12	-
	Rep	Advising on securities	2019-07-08	2019-07-12
	Rep	Asset management	2019-07-08	2019-07-12
	Rep	Dealing in securities	2019-05-31	2022-09-07
	RO	Advising on securities	2016-10-19	2017-07-21
	RO	Asset management	2016-10-19	2017-07-21
	Rep	Dealing in securities	2016-10-19	2017-07-21
ACCESS INVESTMENT MANAGEMENT (H.K.) LIMITED	Rep	Advising on securities	2015-03-12	2015-05-22
	Rep	Asset management	2015-03-12	2015-05-22
PLATINUM BROKING COMPANY LIMITED	Rep	Advising on securities	2012-12-06	2015-05-22