Personnel Hong Kong SFC License Details (ID 1991284)

Personnel Hong Kong SFC License Details (ID 1991284)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Eddid Securities and Futures Limited	RO	Dealing in securities	2023-08-30	2026-01-11
	Rep	Advising on securities	2019-04-18	2026-01-11
	RO	Asset management	2018-09-06	2026-01-11
Forwin Capital Management Limited	RO	Advising on securities	2018-03-13	2018-03-22
	RO	Asset management	2018-03-13	2018-03-22
Guo Tong Capital Management Company Limited	RO	Advising on securities	2017-01-18	2018-01-01
	RO	Asset management	2017-01-18	2018-01-01
	Rep	Advising on securities	2016-12-15	2017-01-18
	Rep	Asset management	2016-12-15	2017-01-18
PAOCHU INVESTMENT ADVISORY LIMITED	Rep	Advising on securities	2015-10-19	2016-12-13
	Rep	Asset management	2015-10-19	2016-12-13
WING FUNG FUTURES LIMITED	Rep	Dealing in futures contracts	2014-05-08	2015-09-12
WING FUNG SECURITIES LIMITED	Rep	Dealing in securities	2014-05-08	2015-09-12
PING AN SECURITIES (HONG KONG) FUTURES COMPANY LIMITED	Rep	Dealing in futures contracts	2014-01-02	2014-04-21
Ping An Securities (Hong Kong) Holdings Company Limited	Rep	Advising on securities	2014-01-02	2014-04-21
	Rep	Dealing in securities	2014-01-02	2014-04-21
Yuanta Securities (Hong Kong) Company Limited	Rep	Advising on securities	2012-12-06	2013-12-11
	Rep	Dealing in futures contracts	2012-12-06	2013-12-11
	Rep	Dealing in securities	2012-12-06	2013-12-11