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Yang, Gu 楊谷 Hong Kong SFC License Details (ID 1991286)
Yang, Gu 楊谷
SFC ID:
AXQ600
Key Data
SFC Licenses
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
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Organisation
Role
Activity
From
Until
LFM Global Investment (Hong Kong) Company, Limited
RO
Advising on securities
2012-12-06
2025-09-05
RO
Asset management
2012-12-06
2025-09-05
RO
Dealing in securities
2012-12-06
2025-09-05