Personnel Hong Kong SFC License Details (ID 1991951)

Personnel Hong Kong SFC License Details (ID 1991951)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Citigroup Global Markets Asia Limited	Rep	Dealing in securities	2016-09-01	2016-12-01
	Rep	Dealing in futures contracts	2013-05-31	2015-10-02
	Rep	Dealing in securities	2013-03-11	2015-10-02
CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED	Rep	Dealing in futures contracts	2013-03-11	2013-08-31
	Rep	Dealing in securities	2013-03-11	2013-08-31
Citigroup Global Markets Asia Limited	Rep	Dealing in securities	2012-12-07	2013-03-07
CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED	Rep	Dealing in futures contracts	2012-12-07	2013-03-07
	Rep	Dealing in securities	2012-12-07	2013-03-07