Personnel SFC Licences and HKMA Registrations (ID 1991952)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
FRONTIER CAPITAL MANAGEMENT LIMITED (HK)	RO	Advising on securities	2026-02-05	-
	RO	Dealing in securities	2026-02-05	-
	Rep	Dealing in securities	2026-02-04	2026-02-05
Cityline Securities Limited	RO	Dealing in securities	2020-06-18	2025-08-31
	Rep	Dealing in securities	2020-02-20	2020-06-18
EMPEROR FUTURES LIMITED	Rep	Dealing in futures contracts	2019-03-06	2019-09-02
EMPEROR SECURITIES LIMITED (HK)	Rep	Dealing in securities	2019-03-06	2019-09-02
CIS SECURITIES ASSET MANAGEMENT LIMITED	Rep	Dealing in futures contracts	2012-12-07	2018-12-04
	Rep	Dealing in securities	2012-12-07	2018-12-04

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.