Personnel Hong Kong SFC License Details (ID 1991957)

Personnel Hong Kong SFC License Details (ID 1991957)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Grand Moore Capital Limited	RO	Advising on corporate finance	2020-01-09	-
	Rep	Advising on corporate finance	2019-10-16	2020-01-09
China AF Corporate Finance Limited	RO	Advising on corporate finance	2019-08-07	2019-08-19
	Rep	Advising on corporate finance	2019-06-27	2019-08-07
ADS Securities Hong Kong Limited	RO	Advising on corporate finance	2018-09-21	2019-04-24
	Rep	Dealing in securities	2018-09-21	2019-04-24
CENTRAL CHINA INTERNATIONAL CAPITAL LIMITED	Rep	Advising on corporate finance	2018-03-19	2018-03-20
Somerley Capital Limited	Rep	Advising on corporate finance	2013-11-04	2018-02-16
Shang International Finance Limited	Rep	Advising on corporate finance	2013-05-30	2014-04-15
KINGSTON CORPORATE FINANCE LIMITED	Rep	Advising on corporate finance	2012-12-07	2013-05-19