| Morgan Stanley Asia Limited | RO | Advising on futures contracts | 2014-12-03 | 2019-10-09 |
| RO | Advising on securities | 2014-12-03 | 2019-10-09 |
| RO | Dealing in securities | 2014-12-03 | 2019-10-09 |
| Morgan Stanley Hong Kong Securities Limited | RO | Providing automated trading services | 2014-12-03 | 2019-10-09 |
| RO | Dealing in futures contracts | 2014-12-03 | 2019-10-09 |
| RO | Dealing in securities | 2014-12-03 | 2019-10-09 |
| Morgan Stanley Asia Limited | Rep | Advising on futures contracts | 2014-07-22 | 2014-12-03 |
| Rep | Advising on securities | 2014-07-22 | 2014-12-03 |
| Rep | Dealing in securities | 2014-07-22 | 2014-12-03 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Providing automated trading services | 2014-07-22 | 2014-12-03 |
| Rep | Dealing in futures contracts | 2014-07-22 | 2014-12-03 |
| Rep | Dealing in securities | 2014-07-22 | 2014-12-03 |