| Eddid Securities and Futures Limited | Rep | Asset management | 2022-05-25 | 2024-06-29 |
| Rep | Dealing in futures contracts | 2022-05-25 | 2024-06-29 |
| Rep | Dealing in securities | 2022-05-25 | 2024-06-29 |
| SHANXI SECURITIES INTERNATIONAL ASSET MANAGEMENT LIMITED | Rep | Asset management | 2020-01-14 | 2022-05-02 |
| SHANXI SECURITIES INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2020-01-14 | 2022-05-02 |
| SHANXI SECURITIES INTERNATIONAL LIMITED | Rep | Dealing in securities | 2020-01-14 | 2022-05-02 |
| Quam Securities Limited | Rep | Asset management | 2016-09-30 | 2019-07-02 |
| Rep | Dealing in futures contracts | 2015-12-23 | 2019-07-02 |
| Rep | Dealing in securities | 2015-12-23 | 2019-07-02 |
| SINOPAC SECURITIES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2014-03-25 | 2015-12-12 |
| Rep | Dealing in securities | 2014-03-25 | 2015-12-12 |
| CITY CREDIT CAPITAL (HK) LIMITED | Rep | Leveraged foreign exchange trading | 2012-12-10 | 2014-02-21 |