Personnel Hong Kong SFC License Details (ID 1992730)

Personnel Hong Kong SFC License Details (ID 1992730)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Merrill Lynch (Asia Pacific) Limited	Rep	Dealing in securities	2014-08-29	2018-09-14
	Rep	Advising on securities	2014-08-29	2019-09-12
	Rep	Advising on securities	2014-05-21	2014-05-23
	Rep	Dealing in securities	2014-05-21	2014-05-23
	Rep	Advising on securities	2014-01-14	2014-01-17
	Rep	Dealing in securities	2014-01-14	2014-01-17
	Rep	Advising on securities	2013-11-18	2013-11-20
	Rep	Dealing in securities	2013-11-18	2013-11-20
	Rep	Advising on securities	2013-08-19	2013-08-23
	Rep	Dealing in securities	2013-08-19	2013-08-23
	Rep	Advising on securities	2013-04-09	2013-04-12
	Rep	Dealing in securities	2013-04-09	2013-04-12
	Rep	Advising on securities	2012-12-10	2012-12-14
	Rep	Dealing in securities	2012-12-10	2012-12-14