Personnel Hong Kong SFC License Details (ID 1992731)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

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Current only

Organisation	Role	Activity	From	Until
Merrill Lynch (Asia Pacific) Limited	Rep	Advising on securities	2022-10-05	-
	Rep	Dealing in securities	2017-07-14	2018-09-14
	Rep	Advising on securities	2017-07-14	2020-08-31
	Rep	Advising on securities	2017-05-19	2017-05-26
	Rep	Dealing in securities	2017-05-19	2017-05-26
	Rep	Advising on securities	2017-02-22	2017-03-03
	Rep	Dealing in securities	2017-02-22	2017-03-03
	Rep	Advising on securities	2016-12-09	2016-12-16
	Rep	Dealing in securities	2016-12-09	2016-12-16
	Rep	Advising on securities	2016-08-30	2016-09-09
	Rep	Dealing in securities	2016-08-30	2016-09-09
	Rep	Advising on securities	2016-06-01	2016-06-03
	Rep	Dealing in securities	2016-06-01	2016-06-03
	Rep	Advising on securities	2016-04-26	2016-04-29
	Rep	Dealing in securities	2016-04-26	2016-04-29
	Rep	Advising on securities	2015-12-01	2015-12-04
	Rep	Dealing in securities	2015-12-01	2015-12-04
	Rep	Advising on securities	2015-10-12	2015-10-16
	Rep	Dealing in securities	2015-10-12	2015-10-16
	Rep	Advising on securities	2015-06-02	2015-06-05
	Rep	Dealing in securities	2015-06-02	2015-06-05
	Rep	Advising on securities	2015-01-21	2015-01-23
	Rep	Dealing in securities	2015-01-21	2015-01-23
	Rep	Advising on securities	2014-12-08	2014-12-11
	Rep	Dealing in securities	2014-12-08	2014-12-11
	Rep	Advising on securities	2014-09-23	2014-09-26
	Rep	Dealing in securities	2014-09-23	2014-09-26
	Rep	Advising on securities	2014-05-21	2014-05-23
	Rep	Dealing in securities	2014-05-21	2014-05-23
	Rep	Advising on securities	2013-11-18	2013-11-20
	Rep	Dealing in securities	2013-11-18	2013-11-20
	Rep	Advising on securities	2013-08-19	2013-08-19
	Rep	Dealing in securities	2013-08-19	2013-08-19
	Rep	Advising on securities	2013-04-24	2013-04-25
	Rep	Dealing in securities	2013-04-24	2013-04-25
	Rep	Advising on securities	2012-12-10	2012-12-14
	Rep	Dealing in securities	2012-12-10	2012-12-14