Personnel Hong Kong SFC License Details (ID 1992732)

Personnel Hong Kong SFC License Details (ID 1992732)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Merrill Lynch (Asia Pacific) Limited	Rep	Advising on securities	2017-03-22	2017-03-24
	Rep	Dealing in securities	2017-03-22	2017-03-24
	Rep	Advising on securities	2016-03-21	2016-03-22
	Rep	Dealing in securities	2016-03-21	2016-03-22
	Rep	Advising on securities	2015-09-01	2015-09-01
	Rep	Dealing in securities	2015-09-01	2015-09-01
	Rep	Advising on securities	2014-12-10	2014-12-11
	Rep	Dealing in securities	2014-12-10	2014-12-11
	Rep	Advising on securities	2013-12-09	2013-12-11
	Rep	Dealing in securities	2013-12-09	2013-12-11
	Rep	Advising on securities	2012-12-10	2012-12-11
	Rep	Dealing in securities	2012-12-10	2012-12-11