Personnel Hong Kong SFC License Details (ID 1994099)

Personnel Hong Kong SFC License Details (ID 1994099)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Merrill Lynch (Asia Pacific) Limited	Rep	Advising on securities	2015-02-09	2015-02-13
	Rep	Dealing in securities	2015-02-09	2015-02-13
	Rep	Advising on securities	2014-11-11	2014-11-11
	Rep	Dealing in securities	2014-11-11	2014-11-11
	Rep	Advising on securities	2014-10-13	2014-10-17
	Rep	Dealing in securities	2014-10-13	2014-10-17
	Rep	Advising on securities	2014-06-12	2014-06-13
	Rep	Dealing in securities	2014-06-12	2014-06-13
	Rep	Advising on securities	2014-04-15	2014-04-15
	Rep	Dealing in securities	2014-04-15	2014-04-15
	Rep	Advising on securities	2014-01-22	2014-01-24
	Rep	Dealing in securities	2014-01-22	2014-01-24
	Rep	Advising on securities	2013-05-06	2013-05-07
	Rep	Dealing in securities	2013-05-06	2013-05-07
	Rep	Advising on securities	2012-12-12	2012-12-14
	Rep	Dealing in securities	2012-12-12	2012-12-14