Personnel Hong Kong SFC License Details (ID 1996938)

Personnel Hong Kong SFC License Details (ID 1996938)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
ASIAN CAPITAL LIMITED	Rep	Dealing in securities	2018-09-19	2021-11-30
	Rep	Advising on corporate finance	2017-12-18	2021-11-30
Neutral Financial Holding Company Limited	Rep	Asset management	2016-02-01	2017-12-08
	Rep	Advising on corporate finance	2015-04-20	2017-12-08
	Rep	Dealing in securities	2015-04-20	2017-12-08
BaoQiao Partners Capital Limited	Rep	Dealing in securities	2014-04-22	2015-04-02
	Rep	Advising on corporate finance	2013-08-15	2015-04-02
CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED	Rep	Dealing in securities	2012-12-18	2013-05-25
CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED	Rep	Dealing in futures contracts	2012-12-18	2013-05-25
CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED	Rep	Dealing in securities	2012-12-18	2013-05-25