Personnel SFC Licences and HKMA Registrations (ID 19990897)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Morgan Stanley Asia Limited	Rep	Dealing in securities	2025-09-03	-
Morgan Stanley Hong Kong Securities Limited	Rep	Providing automated trading services	2025-09-03	-
	Rep	Dealing in futures contracts	2025-09-03	-
	Rep	Dealing in securities	2025-09-03	-
MILLENNIUM CAPITAL MANAGEMENT (HONG KONG) LIMITED	Rep	Asset management	2023-09-13	2025-06-30
Morgan Stanley Asia Limited	Rep	Dealing in securities	2018-07-16	2023-06-19
Morgan Stanley Hong Kong Securities Limited	Rep	Dealing in futures contracts	2018-07-16	2023-06-19

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.