| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| GLENWORTH CAPITAL LIMITED | RO | Advising on securities | 2024-04-12 | - |
| RO | Asset management | 2024-04-12 | - | |
| ROCKPOOL CAPITAL LIMITED | Rep | Advising on securities | 2023-02-14 | 2024-01-03 |
| Rep | Asset management | 2023-02-14 | 2024-01-03 | |
| Rep | Dealing in securities | 2023-02-14 | 2024-01-03 | |
| RO | Advising on securities | 2018-07-09 | 2023-02-14 | |
| RO | Asset management | 2018-07-09 | 2023-02-14 | |
| RO | Dealing in securities | 2018-07-09 | 2023-02-14 | |
| Citigroup Global Markets Asia Limited | Rep | Dealing in futures contracts | 2013-06-21 | 2014-02-27 |
| Rep | Dealing in securities | 2012-12-24 | 2014-02-27 | |
| CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | Dealing in futures contracts | 2012-12-24 | 2013-08-31 |
| Rep | Dealing in securities | 2012-12-24 | 2013-08-31 |
No HKMA registrations in the collected records.