Personnel Hong Kong SFC License Details (ID 2000339)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
MEGA GLOBAL SECURITIES LIMITED	RO	Advising on securities	2026-05-08	-
	RO	Asset management	2026-05-08	-
	RO	Dealing in securities	2026-05-08	-
	Rep	Advising on securities	2026-03-11	2026-05-08
	Rep	Asset management	2026-03-11	2026-05-08
	Rep	Dealing in securities	2026-03-11	2026-05-08
Pearl International Securities Limited	RO	Advising on securities	2024-06-17	2026-01-31
	RO	Asset management	2024-06-17	2026-01-31
	RO	Dealing in securities	2024-06-17	2026-01-31
Yan Yun Family Office (HK) Limited	RO	Advising on securities	2023-10-16	2024-05-04
	RO	Asset management	2023-10-16	2024-05-04
	Rep	Advising on securities	2023-08-22	2023-10-16
	Rep	Asset management	2023-08-22	2023-10-16
Springwell Capital Limited	RO	Advising on securities	2023-05-03	2023-07-31
	RO	Asset management	2023-01-11	2023-07-31
	Rep	Asset management	2022-12-30	2023-01-11
SW Capital Management Limited	RO	Advising on securities	2022-04-14	2022-10-31
	RO	Asset management	2022-04-14	2022-10-31
Prior Asset Management Limited	RO	Advising on securities	2022-02-08	2022-03-22
	RO	Asset management	2022-02-08	2022-03-22
	Rep	Advising on securities	2022-02-07	2022-02-08
	Rep	Asset management	2022-02-07	2022-02-08
Sky Wealth Asset Management Company Limited	RO	Advising on securities	2021-07-28	2022-01-17
	RO	Asset management	2021-07-28	2022-01-17
Beevest Fortune Asset Management Limited	RO	Advising on securities	2021-02-17	2021-07-26
	RO	Asset management	2021-02-17	2021-07-26
ShanZe Asset Management (Hong Kong) Limited	RO	Advising on securities	2019-03-07	2020-08-31
	RO	Asset management	2019-03-07	2020-08-31
ASCENDANT SECURITIES (HK) LIMITED	RO	Advising on securities	2017-07-19	2019-02-28
	RO	Asset management	2017-07-19	2019-02-28
M&AMP;F ASSET MANAGEMENT LIMITED	RO	Asset management	2015-07-31	2017-05-19
	Rep	Asset management	2015-06-12	2015-07-31
ZEAL ASSET MANAGEMENT LIMITED	Rep	Asset management	2012-12-27	2015-04-24