Personnel SFC Licences and HKMA Registrations (ID 2001033)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
SC Lowy Securities (HK) Limited	Rep	Dealing in securities	2025-03-26	2026-04-15
SC Lowy Asset Management (HK) Limited	Rep	Asset management	2024-01-11	-
SC Lowy Financial (HK) Limited	Rep	Dealing in securities	2017-12-15	-
J.P. MORGAN SECURITIES (FAR EAST) LIMITED	Rep	Advising on securities	2012-12-28	2016-09-23
	Rep	Dealing in securities	2012-12-28	2016-09-23

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.