Personnel SFC Licences and HKMA Registrations (ID 2001034)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
AllianceBernstein Hong Kong Limited	RO	Asset management	2017-12-15	-
	Rep	Advising on securities	2015-03-05	-
	Rep	Dealing in securities	2015-03-05	-
	Rep	Asset management	2015-03-05	2017-12-15
JANCHOR PARTNERS LIMITED	Rep	Asset management	2012-12-28	2014-12-31

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

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