Personnel Hong Kong SFC License Details (ID 2002616)

Personnel Hong Kong SFC License Details (ID 2002616)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HSBC INVESTMENT FUNDS (HONG KONG) LIMITED	Rep	Advising on securities	2019-10-21	2022-11-25
	Rep	Asset management	2019-10-21	2022-11-25
HSBC Global Asset Management (Hong Kong) Limited	Rep	Advising on securities	2016-11-01	2022-11-25
	Rep	Asset management	2016-11-01	2022-11-25
	Rep	Dealing in securities	2016-11-01	2022-11-25
HSBC Global Asset Management Holdings (Bahamas) Limited	Rep	Advising on securities	2016-11-01	2019-08-29
	Rep	Asset management	2016-11-01	2019-08-29
HSBC INVESTMENT FUNDS (HONG KONG) LIMITED	Rep	Dealing in securities	2016-11-01	2022-11-25
OnePlatform Asset Management Limited	Rep	Dealing in securities	2013-01-02	2015-04-28