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Chu, Nicola Sau Wai 朱秀慧 Hong Kong SFC License Details (ID 20059820)
Chu, Nicola Sau Wai 朱秀慧
SFC ID:
BNC842
Key Data
SFC Licenses
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
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Organisation
Role
Activity
From
Until
HANG SENG INVESTMENT MANAGEMENT LIMITED
Rep
Advising on securities
2018-07-17
2019-06-19
Rep
Asset management
2018-07-17
2019-06-19
Rep
Dealing in securities
2018-07-17
2019-06-19