Personnel Hong Kong SFC License Details (ID 2006428)

Personnel Hong Kong SFC License Details (ID 2006428)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
SDIC SECURITIES CORPORATE FINANCE (HONG KONG) LIMITED	Rep	Dealing in securities	2020-11-20	-
SDIC SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2018-07-09	2020-12-28
SDIC SECURITIES CORPORATE FINANCE (HONG KONG) LIMITED	Rep	Advising on corporate finance	2018-06-01	-
LY CAPITAL LIMITED	Rep	Advising on corporate finance	2015-02-06	2018-05-20
GMO-Z.com Forex HK Limited	Rep	Leveraged foreign exchange trading	2013-09-12	2013-11-27
	Rep	Leveraged foreign exchange trading	2013-01-09	2013-08-20