Personnel Hong Kong SFC License Details (ID 2008163)

Personnel Hong Kong SFC License Details (ID 2008163)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Giant Venture Asset Management Limited	RO	Asset management	2025-10-20	-
	Rep	Asset management	2025-09-11	2025-10-20
SIGMA MANAGEMENT LTD	RO	Advising on securities	2019-06-25	2025-07-23
	RO	Asset management	2019-06-25	2025-07-23
	Rep	Advising on securities	2019-05-06	2019-06-25
	Rep	Asset management	2019-05-06	2019-06-25
Sun International Investment Services Limited	Rep	Dealing in securities	2017-01-10	2018-01-19
IMPERIUM INTERNATIONAL SECURITIES LIMITED	Rep	Dealing in securities	2014-07-24	2016-12-30
OnePlatform Asset Management Limited	Rep	Dealing in securities	2013-01-14	2014-06-30