Personnel Hong Kong SFC License Details (ID 2008170)

Personnel Hong Kong SFC License Details (ID 2008170)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
SUCCESS ASSET MANAGEMENT LIMITED	Rep	Asset management	2019-01-28	2021-06-29
Success Securities Limited	RO	Dealing in securities	2019-01-28	2026-08-28
Success Futures and Foreign Exchange Limited	Rep	Dealing in futures contracts	2013-10-11	2018-03-31
Success Securities Limited	Rep	Dealing in securities	2013-10-11	2019-01-28
KAISER FUTURES LIMITED	Rep	Dealing in futures contracts	2013-01-14	2013-08-01
KAISER SECURITIES LIMITED	Rep	Dealing in securities	2013-01-14	2013-08-01