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Ku, Lawrence James Sau Shan 顧受山 Hong Kong SFC License Details (ID 2009986)
Ku, Lawrence James Sau Shan 顧受山
SFC ID:
ASF395
Key Data
SFC Licenses
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
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Organisation
Role
Activity
From
Until
Yunfeng Financial Markets Limited
Rep
Advising on corporate finance
2013-01-17
2015-05-29
Rep
Dealing in securities
2013-01-17
2015-05-29