Personnel SFC Licences and HKMA Registrations (ID 2010231)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Wonder Capital Group Limited	RO	Asset management	2022-04-07	-
	RO	Advising on securities	2018-04-11	-
	RO	Dealing in securities	2018-04-11	-
	Rep	Asset management	2017-09-05	2022-04-07
Janus Henderson Investors Hong Kong Limited	Rep	Advising on securities	2016-06-20	2017-08-31
	Rep	Dealing in securities	2016-06-20	2017-08-31
KEC Capital Company Limited	Rep	Asset management	2013-01-18	2015-09-01

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.