Personnel Hong Kong SFC License Details (ID 2010233)

Personnel Hong Kong SFC License Details (ID 2010233)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
GUOYUAN SECURITIES BROKERAGE (HONG KONG) LIMITED	Rep	Dealing in securities	2021-11-12	-
GUOYUAN CAPITAL (HONG KONG) LIMITED	Rep	Advising on corporate finance	2018-05-16	-
	Rep	Dealing in securities	2018-04-16	-
GUOYUAN FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2015-07-10	2018-04-09
GUOYUAN SECURITIES BROKERAGE (HONG KONG) LIMITED	Rep	Dealing in securities	2015-07-10	2018-04-09
Rifa Futures Limited	Rep	Dealing in futures contracts	2013-01-18	2015-06-27
Rifa Securities Limited	Rep	Dealing in securities	2013-01-18	2015-06-27