Personnel Hong Kong SFC License Details (ID 2011162)

Personnel Hong Kong SFC License Details (ID 2011162)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Citigroup Global Markets Asia Limited	Rep	Dealing in securities	2025-04-03	2025-04-11
	Rep	Dealing in securities	2023-02-03	2023-02-10
	Rep	Dealing in futures contracts	2018-07-24	2022-06-24
	Rep	Dealing in securities	2018-07-24	2022-06-24
BNP PARIBAS SECURITIES (ASIA) LIMITED	Rep	Dealing in securities	2013-07-09	2014-04-17
China Galaxy International Futures (Hong Kong) Co., Limited	Rep	Dealing in futures contracts	2013-01-21	2013-06-29
China Galaxy International Securities (Hong Kong) Co., Limited	Rep	Dealing in securities	2013-01-21	2013-06-29