Personnel Hong Kong SFC License Details (ID 2011168)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Hereditas Capital Management (Asia) Limited	Rep	Advising on securities	2019-10-14	2021-11-30
	Rep	Asset management	2019-10-14	2021-11-30
BNP PARIBAS SECURITIES (ASIA) LIMITED	Rep	Advising on corporate finance	2013-09-04	2015-03-30
Jefferies Hong Kong Limited	Rep	Advising on corporate finance	2013-01-21	2013-05-13
	Rep	Advising on securities	2013-01-21	2013-05-13