Personnel Hong Kong SFC License Details (ID 2012930)

Personnel Hong Kong SFC License Details (ID 2012930)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BPC Asset Management Limited	RO	Advising on securities	2021-09-03	2021-09-08
	RO	Asset management	2021-09-03	2021-09-08
Linkways Investment Management Limited	Rep	Dealing in securities	2020-01-31	2020-04-29
	Rep	Advising on securities	2018-07-18	2018-07-18
Linkways Asset Management Limited	RO	Asset management	2018-07-17	2020-04-29
Linkways Investment Management Limited	RO	Advising on securities	2018-07-17	2020-04-29
XinKong International Securities Limited	RO	Advising on securities	2017-09-13	2018-06-25
	Rep	Dealing in securities	2017-09-13	2018-06-25
XinKong International Asset Management Limited	RO	Asset management	2016-10-07	2018-06-25
	Rep	Asset management	2015-11-09	2016-10-07
XinKong International Securities Limited	Rep	Advising on securities	2015-11-09	2017-09-13
Friedmann Pacific Asset Management (Hong Kong) Limited	Rep	Advising on securities	2013-01-23	2015-01-05
	Rep	Asset management	2013-01-23	2015-01-05