Webb-site Legacy

Spence, Matthew James

SFC ID:BAT875

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Merrill Lynch (Asia Pacific) Limited	Rep	Advising on securities	2017-01-23	2017-01-25
	Rep	Dealing in securities	2017-01-23	2017-01-25
	Rep	Advising on securities	2016-10-05	2016-10-12
	Rep	Dealing in securities	2016-10-05	2016-10-12
	Rep	Advising on securities	2016-05-24	2016-05-25
	Rep	Dealing in securities	2016-05-24	2016-05-25
	Rep	Advising on securities	2015-10-26	2015-10-27
	Rep	Dealing in securities	2015-10-26	2015-10-27
	Rep	Advising on securities	2015-05-18	2015-05-19
	Rep	Dealing in securities	2015-05-18	2015-05-19
	Rep	Advising on securities	2014-11-17	2014-11-20
	Rep	Dealing in securities	2014-11-17	2014-11-20
	Rep	Advising on securities	2014-06-16	2014-06-17
	Rep	Dealing in securities	2014-06-16	2014-06-17
	Rep	Advising on securities	2014-01-17	2014-01-21
	Rep	Dealing in securities	2014-01-17	2014-01-21
	Rep	Advising on securities	2013-01-24	2013-01-25
	Rep	Dealing in securities	2013-01-24	2013-01-25