Personnel Hong Kong SFC License Details (ID 2017857)

Personnel Hong Kong SFC License Details (ID 2017857)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
KOREA INVESTMENT &AMP; SECURITIES ASIA LIMITED	RO	Advising on securities	2020-12-30	2026-08-20
	RO	Dealing in securities	2020-12-30	2026-08-20
	Rep	Advising on securities	2020-12-04	2020-12-30
	Rep	Dealing in securities	2020-12-04	2020-12-30
J.P. MORGAN BROKING (HONG KONG) LIMITED	Rep	Advising on futures contracts	2013-04-05	2014-05-09
	Rep	Advising on securities	2013-04-05	2014-05-09
	Rep	Dealing in futures contracts	2013-04-05	2014-05-09
	Rep	Dealing in securities	2013-04-05	2014-05-09
	Rep	Advising on futures contracts	2013-02-01	2013-03-28
	Rep	Advising on securities	2013-02-01	2013-03-28
	Rep	Dealing in futures contracts	2013-02-01	2013-03-28
	Rep	Dealing in securities	2013-02-01	2013-03-28