| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| Guosen Securities (HK) Brokerage Company, Limited | Rep | Advising on futures contracts | 2013-09-11 | 2015-06-30 |
| Rep | Advising on securities | 2013-09-11 | 2015-06-30 | |
| Rep | Dealing in futures contracts | 2013-09-11 | 2015-06-30 | |
| Rep | Dealing in securities | 2013-09-11 | 2015-06-30 | |
| Standard Chartered Securities (Hong Kong) Limited | Rep | Advising on futures contracts | 2013-02-01 | 2013-04-20 |
| Rep | Dealing in futures contracts | 2013-02-01 | 2013-04-20 |