Personnel SFC Licences and HKMA Registrations (ID 2017868)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
FRANKLIN TEMPLETON INVESTMENTS (ASIA) LIMITED	Rep	Dealing in securities	2024-08-28	-
	Rep	Advising on securities	2024-06-20	-
	Rep	Asset management	2024-06-20	-
	RO	Advising on securities	2023-11-21	2024-06-20
	RO	Asset management	2023-11-21	2024-06-20
	Rep	Advising on securities	2022-07-01	2023-11-21
	Rep	Asset management	2022-07-01	2023-11-21
	Rep	Asset management	2019-03-06	2022-06-30
	Rep	Dealing in securities	2018-03-15	2019-04-09
	Rep	Advising on securities	2018-03-15	2022-06-30
Towers Watson Investment Services Hong Kong Limited	Rep	Dealing in securities	2017-07-20	2017-10-18
	Rep	Advising on securities	2013-02-01	2017-10-18

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.