| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| HSBC Global Asset Management (Hong Kong) Limited | RO | Asset management | 2022-03-18 | - |
| RO | Dealing in futures contracts | 2022-03-18 | - | |
| RO | Dealing in securities | 2022-03-18 | - | |
| HSBC INVESTMENT FUNDS (HONG KONG) LIMITED | RO | Dealing in securities | 2022-03-18 | - |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Advising on securities | 2021-11-02 | - |
| Rep | Asset management | 2021-11-02 | 2022-03-18 | |
| Rep | Dealing in futures contracts | 2021-10-15 | 2022-03-18 | |
| Rep | Dealing in securities | 2021-10-15 | 2022-03-18 | |
| HSBC INVESTMENT FUNDS (HONG KONG) LIMITED | Rep | Dealing in securities | 2021-10-15 | 2022-03-18 |
| DWS Investments Hong Kong Limited | RO | Dealing in futures contracts | 2016-03-18 | 2021-09-29 |
| RO | Dealing in securities | 2016-03-18 | 2021-09-29 | |
| BNY Mellon Investment Management Hong Kong Limited | RO | Dealing in futures contracts | 2013-01-31 | 2016-02-05 |
| RO | Dealing in securities | 2013-01-31 | 2016-02-05 |
No HKMA registrations in the collected records.