Personnel Hong Kong SFC License Details (ID 2017999)

Personnel Hong Kong SFC License Details (ID 2017999)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HELIX CAPITAL PARTNERS LIMITED	RO	Advising on securities	2026-07-22	-
	RO	Asset management	2026-07-22	-
BOCHK Asset Management Limited	Rep	Advising on securities	2022-12-23	2026-06-30
	Rep	Asset management	2022-12-23	2026-06-30
	Rep	Dealing in securities	2022-12-23	2026-06-30
GF Securities (Hong Kong) Brokerage Limited	Rep	Advising on securities	2018-06-13	2019-03-21
	Rep	Dealing in securities	2018-06-13	2019-03-21
HANG SENG INVESTMENT MANAGEMENT LIMITED	Rep	Advising on futures contracts	2013-02-04	2016-09-05
	Rep	Advising on securities	2013-02-04	2016-09-05
	Rep	Asset management	2013-02-04	2016-09-05
	Rep	Dealing in securities	2013-02-04	2016-09-05